Do you know a Rising Star in Compliance?

Reward a colleague for their outstanding contributions to the development, understanding, or implementation of compliance, risk, ethics, and governance in their organisation. This person may have been nominated for their proactiveness, their attitude to risk and their communication and problem-solving skills.

See the full nomination criteria.

Kindly Sponsored By

Baker Regulatory Services

The Baker Regulatory Services team consists of seasoned financial services professionals with decades of experience in industry client-facing and support roles as well as law enforcement and regulation.

Draw on our knowledge and experience to stay ahead in a constantly evolving regulatory landscape.

We help financial services businesses and designated non-financial services businesses manage risk and achieve compliance. Get hands-on and in-depth support for financial crime legislation, financial services regulations, codes of practice, regulatory policy and industry best practice to effectively manage the array of risks faced by businesses and individuals in today’s challenging environment.

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